Notification regarding unquoted securities - DLI
Released
Released
Announcement PDF
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 1 / 6
Announcement Summary
Entity name
DELTA LITHIUM LIMITED
Date of this announcement
Monday May 11, 2026
The +securities the subject of this notification are:
Total number of +securities to be issued/transferred
ASX +security
code Security description
Total number of
+securities to be
issued/transferred Issue date
DLIAJ PERFORMANCE RIGHTS 8,730,000 08/05/2026
Refer to next page for full details of the announcement
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
DELTA LITHIUM LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ABN
Registration number
67107244039
1.3 ASX issuer code
DLI
1.4 The announcement is
1.5 Date of this announcement
11/5/2026
New announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
has an existing ASX security code ("existing class")
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to
ASX in an Appendix 3B
ASX +security code and description
DLIAJ : PERFORMANCE RIGHTS
Date the +securities the subject of this notification were issued
8/5/2026
Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Provide details of the KMP or +associates being issued +securities.
Name of KMP Name of registered holder Number of +securities
Peter Gilford Peter Gilford ATF The Sweetpea Trust 3,000,000
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
A summary of the Performance Rights and Options Plan which was approved by shareholders on 27 November 2025 can
be found at the below link
https://deltalithium.com.au/announcements/7231235
Any other information the entity wishes to provide about the +securities the subject of this notification
Performance Rights are subject to the following conditions
-2,910,000 performance rights vest upon the 5 day Volume Weighted Average Price (VWAP) of shares in DLI exceeding
35 cents by no later than 30 June 2029;
-2,910,000 performance rights vest upon the 5 day Volume Weighted Average Price (VWAP) of shares in DLI exceeding
50 cents by no later than 30 June 2029;
-2,910,000 performance rights vest upon the first production of lithium ore or lithium concentrate from any of the
companies projects prior to 30 June 2029.
Issue details
Number of +securities
8,730,000
Yes
Yes
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of
the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
DLI : ORDINARY FULLY PAID 717,363,042
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
DLIAJ : PERFORMANCE RIGHTS 18,299,998
DLIAB : OPTION EXPIRING 26-NOV-2027 EX $0.40 2,000,000
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
5.1a Select the number of the applicable exception in Listing Rule 7.2
13
Yes
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